Senior Manager Regulatory Compliance

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Senior Manager Regulatory Compliance

Department: Client Role

Employment Type: Permanent - Full Time

Location: London, UK

Description

We are currently representing a leading global Financial Services firm in the appointment of high-calibre professionals as part of a period of strategic growth and investment.

Our client operates at the intersection of corporate, fiduciary and regulatory services, partnering with private equity houses, investment managers and international financial institutions. Backed by long-term institutional investment and an established global brand, the firm is scaling its capabilities, technology and international footprint.

This is an opportunity to join a business that combines the agility of a growth platform with the credibility, client base and governance of a market leader.

Key Responsibilities

• Lead the preparation and submission of regulatory filings across multiple jurisdictions, ensuring accuracy and timeliness
• Coordinate compliance reporting for Board and Committee forums, including AML and regulatory updates
• Act as a central point of contact for cross-functional compliance inputs, producing clear, governance-ready outputs
• Support the development and maintenance of compliance policies and AMLCO governance frameworks
• Oversee and develop junior team members, ensuring high-quality delivery and continuous improvement
• Track remediation actions, audit findings and compliance activities, escalating risks where required

Skills, Knowledge and Expertise

• Strong regulatory compliance experience within financial services or a regulated environment
• Experience preparing regulatory returns and governance reporting across multiple jurisdictions
• Solid understanding of AML/CFT frameworks and governance structures
• Ability to produce clear, high-quality reporting for senior stakeholders and Boards
• Strong stakeholder management skills, with confidence to challenge and influence
• Organised, detail-oriented and comfortable working in a fast-paced, multi-jurisdictional environment
• Relevant qualifications (e.g. ICA, ACAMS) are advantage