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Compliance Manager

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Compliance Manager - OTE £40k

Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).

Why MIH

At MIH,we believe in fostering a collaborative and innovative work environment. As a Compliance Manager, you'll have the opportunity to lead a dynamic team, influence key business decisions, and contribute to our mission of regulatory excellence. Join us to advance your career in a company that values expertise, integrity, and customer satisfaction.

Responsibilities:

  • Team Leadership Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
  • People Management Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
  • Training & Development Support and enhance the skills of the Compliance Team through targeted training initiatives.
  • Client Outcomes Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
  • Risk Management Analyze management information to identify and mitigate customer and business risks.
  • Reporting Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
  • Stakeholder Collaboration Work closely with key business areas and stakeholders to implement MIH's compliance strategies.
  • Industry Knowledge Stay updated with industry trends and compliance knowledge to support your personal development.

Skills and Experience

  • Relevant Experience Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
  • Team Management Demonstrated ability to manage, motivate, and develop teams effectively.
  • Proactivity Willingness to take responsibility for enhancing team efficiency and accountability.
  • Regulatory Knowledge Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
  • Problem-Solving Ability to identify root causes and develop improvement plans.
  • Leadership Lead by example to create a positive working environment.
  • Communication Excellent written and verbal communication skills for insightful reporting.
  • Attention to Detail Meticulous attention to detail.
  • IT Proficiency Strong IT skills.

Apply Now!

If you're ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence.

Submit your application today and step into a role where your contributions truly matter.

Who we are:

We're a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You'll benefit from our wealth of industry experience, premium network and club services and expertise in business growth.

MS01850

Compliance Manager

Connells Group
Christchurch, UK
Full-Time

Published on 11/07/2024

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